GEOPARK HOLDINGS LIMITED’s securities are traded on the Alternative Investment Market (AIM) of the London Stock Exchange (LSE) and on the Santiago Stock Exchange (Bolsa de Comercio de Santiago - BCS, by its initials in Spanish), although other exchanges and platforms remain subject to review. There are currently no restrictions on the transfer of securities.
Please see the Corporate Governance section for “Aspects of Bermuda Company Law and Taxation”.
The Ordinary Shares of the Company have not been nor will they be registered under the United States Securities Act of 1933, as amended ("Securities Act"), or under the securities laws of any state of the United States or under the applicable securities laws of Australia, the Republic of South Africa, the Republic of Ireland, Japan or Canada. Accordingly, subject to certain exceptions, the Ordinary Shares may not, directly or indirectly, be offered, sold, transferred, taken up or delivered, directly or indirectly, in the United States, Australia, the Republic of South Africa, the Republic of Ireland, Japan or Canada or for the benefit of any US person (as defined in Regulation S under the Securities Act)
|
| |
|
|
| Percentage of Shares not in public hands: |
|
|
|
|
|
| Major Shareholders |
Number of Shares |
% |
GERALD E. O’Shaughnessy |
8,172,793 |
19.24% |
ENERGY Holdings, LLC |
6,983,068 |
16.44% |
CARTICA Corporate Governance Fund, L.P. |
|
11.30% |
IFC Equity Investments |
3,456,594 |
8.14% |
PERSHING Keen, New Jersey ND) |
3,298,226 |
7.76% |
MONEDA A.F.I. |
2,264,150 |
5.33% |
| Socoservin Overseas |
2,167,165 |
5.10% |
| Float |
11,341,946 |
26.70% |
| |
| Last Updated – 4 October 2012 |
|
|
|
The below information is accurate as at 30 June 2012 and it will be updated as soon as the yearly report in respect to the 2012 year period of the financial information is released.
Weighted Ordinary Shares Fully Diluted as of 30 June 2012: |
|
|
|
|
| |
N° of
Underlying
Common
Shares |
Exercise
Price (₤) |
Earliest
Exercise
Date |
Expiry
Date |
| |
306,690 |
3.20 |
15-May-08 |
15-May-13 |
|
1,158,380 |
4.00 |
15-May-08 |
15-May-13 |
Outstanding Shares Options as of 30 June 2012: |
1,465,070 |
|
|
|
|